3 3 0 70 3)LUH3%ORFN3)RDP3)% )RDP 6DIHW\3'DWD36KHHW &RS\ULJKW 03&RPSDQ\ $OO3ULJKWV3UHVHUYHG 3&RS\LQJ3DQG RU3GRZQORDGLQJ3RI3WKLV3LQIRUPDWLRQ3IRU3WKH3SXUSRVH3RI3SURSHUO\3XWLOL]LQJ3 03SURGXFWV3LV DOORZHG3SURYLGHG3WKDW 3 3WKH3LQIRUPDWLRQ3LV3FRSLHG3LQ3IXOO3ZLWK3QR3FKDQJHV3XQOHVV3SULRU3ZULWWHQ3DJUHHPHQW3LV3REWDLQHG3IURP 0 3DQG3 3QHLWKHU3WKH3FRS\3QRU3WKH3RULJLQDO3LV3UHVROG3RU3RWKHUZLVH3GLVWULEXWHG3ZLWK3WKH3LQWHQWLRQ3RI3HDUQLQJ3D3SURILW3WKHUHRQ 'RFXPHQW3*URXS ,VVXH3'DWH
3 3 0 70 3)LUH3%ORFN3)RDP3)% )RDP 6HULRXV3(\H3'DPDJH ,UULWDWLRQ 3&DWHJRU\3 $ 6NLQ3&RUURVLRQ ,UULWDWLRQ 3&DWHJRU\3 5HVSLUDWRU\36HQVLWL]HU 3&DWHJRU\3 6NLQ36HQVLWL]HU 3&DWHJRU\3 6LPSOH3$VSK\[LDQW 6SHFLILF37DUJHW32UJDQ37R[LFLW\3 VLQJOH3H[SRVXUH 3&DWHJRU\3 6SHFLILF37DUJHW32UJDQ37R[LFLW\3 FHQWUDO3QHUYRXV3V\VWHP 3&DWHJRU\3 6SHFLILF37DUJHW32UJDQ37R[LFLW\3 UHVSLUDWRU\3LUULWDWLRQ 3&DWHJRU\3 6SHFLILF37DUJHW32UJDQ37R[LFLW\3 UHSHDWHG3H[SRVXUH 3&DWHJRU\3 3/DEHO3HOHPHQWV 6LJQDO3ZRUG '
3 0 70 3)LUH3%ORFN3)RDP3)% )RDP :HDU3SURWHFWLYH3JORYHV3DQG3H\H IDFH3SURWHFWLRQ 'R3QRW3HDW 3GULQN3RU3VPRNH3ZKHQ3XVLQJ3WKLV3SURGXFW :DVK3WKRURXJKO\3DIWHU3KDQGOLQJ &RQWDPLQDWHG3ZRUN3FORWKLQJ3PXVW3QRW3EH3DOORZHG3RXW3RI3WKH3ZRUNSODFH 5HVSRQVH ,)3,1+$/(' 35HPRYH3SHUVRQ3WR3IUHVK3DLU3DQG3NHHS3FRPIRUWDEOH3IRU3EUHDWKLQJ ,I3H[SHULHQFLQJ3UHVSLUDWRU\3V\PSWRPV &DOO3D332,6213&(17(53RU3GRFWRU SK\VLFLDQ ,)3,13(<(6 5LQVH3FDXWLRXVO\3ZLWK3ZDWHU3IRU3VHYHUDO3PLQXWHV 5HPRYH3FRQWDFW3OHQVHV 3LI3SUHVHQW3DQG
3 3 0 70 3)LUH3%ORFN3)RDP3)% )RDP 3'HVFULSWLRQ3RI3ILUVW3DLG3PHDVXUHV ,QKDODWLRQ 5HPRYH3SHUVRQ3WR3IUHVK3DLU *HW3PHGLFDO3DWWHQWLRQ 3 6NLQ3&RQWDFW ,PPHGLDWHO\3ZDVK3ZLWK3VRDS3DQG3ZDWHU 5HPRYH3FRQWDPLQDWHG3FORWKLQJ3DQG3ZDVK3EHIRUH3UHXVH ,I3VLJQV V\PSWRPV3GHYHORS JHW3PHGLFDO3DWWHQWLRQ 3 3 (\H3&RQWDFW ,PPHGLDWHO\3IOXVK3ZLWK3ODUJH3DPRXQWV3RI3ZDWHU 5HPRYH3FRQWDFW3OHQVHV3LI3HDV\3WR3GR &RQWLQXH3ULQVLQJ *HW3PHGLFDO DWWHQWLRQ 3 3 3 ,I36ZDOORZHG 5LQVH3PRXWK ,I3\RX3IHHO3XQZHOO 3JH
3 3 0 70 3)LUH3%ORFN3)RDP3)% )RDP 3 $YRLG3UHOHDVH3WR3WKH3HQYLURQPHQW )RU3ODUJHU3VSLOOV 3FRYHU3GUDLQV3DQG3EXLOG3GLNHV3WR3SUHYHQW3HQWU\3LQWR3VHZHU3V\VWHPV3RU3ERGLHV RI3ZDWHU 30HWKRGV3DQG3PDWHULDO3IRU3FRQWDLQPHQW3DQG3FOHDQLQJ3XS &RQWDLQ3VSLOO &RYHU3VSLOO3DUHD3ZLWK3D3ILUH H[WLQJXLVKLQJ3IRDP $Q3DSSURSULDWH3DTXHRXV3ILOP3IRUPLQJ3IRDP3 $))) 3LV UHFRPPHQGHG 3RXU3LVRF\DQDWH3GHFRQWDPLQDQW3VROXWLRQ3 83ZDWHU 3 83FRQFHQWUDWHG3DPPRQLD 3 83GHWHUJHQW 3RQ3VSLOO3DQG DOORZ3WR3UHDFW3IRU3 3PLQXWHV 2U3S
3 3 0 70 3)LUH3%ORFN3)RDP3)% )RDP )5((3,62&<$1$7(6 0DQXIDFWXUHU GHWHUPLQHG 7:$ 3SSP 67(/ SSP $&*,+3 3$PHULFDQ3&RQIHUHQFH3RI3*RYHUQPHQWDO3,QGXVWULDO3+\JLHQLVWV $,+$3 3$PHULFDQ3,QGXVWULDO3+\JLHQH3$VVRFLDWLRQ &05*3 3&KHPLFDO30DQXIDFWXUHU V35HFRPPHQGHG3*XLGHOLQHV 26+$3 38QLWHG36WDWHV3'HSDUWPHQW3RI3/DERU3 32FFXSDWLRQDO36DIHW\3DQG3+HDOWK3$GPLQLVWUDWLRQ 7:$ 37LPH :HLJKWHG $YHUDJH 67(/ 36KRUW37HUP3([SRVXUH3/LPLW &(,/ 3&HLOLQJ 3([SRVXUH3FRQWUROV 3(QJLQHHULQJ3FRQWUROV
3 3 0 70 3)LUH3%ORFN3)RDP3)% )RDP +DOI3IDFHSLHFH3RU3IXOO3IDFHSLHFH3VXSSOLHG DLU3UHVSLUDWRU )RU3TXHVWLRQV3DERXW3VXLWDELOLW\3IRU3D3VSHFLILF3DSSOLFDWLRQ 3FRQVXOW3ZLWK3\RXU3UHVSLUDWRU3PDQXIDFWXUHU 36(&7,213 33K\VLFDO3DQG3FKHPLFDO3SURSHUWLHV 3,QIRUPDWLRQ3RQ3EDVLF3SK\VLFDO3DQG3FKHPLFDO3SURSHUWLHV /LTXLG *HQHUDO33K\VLFDO3)RUP 2GRU 3&RORU 3*UDGH 2GRU3WKUHVKROG S+ 0HOWLQJ3SRLQW %RLOLQJ33RLQW )ODVK33RLQW (YDSRUDWLRQ3UDWH )ODPPDELOLW\3 VROLG 3JDV )ODPPDEOH3/LPLWV /(/ )ODPPDEOH3/LPLWV 8(/ 9DSR
3 3 0 70 3)LUH3%ORFN3)RDP3)% )RDP 33RVVLELOLW\3RI3KD]DUGRXV3UHDFWLRQV +D]DUGRXV3SRO\PHUL]DWLRQ3ZLOO3QRW3RFFXU 3&RQGLWLRQV3WR3DYRLG +HDW 3,QFRPSDWLEOH3PDWHULDOV $OFRKROV 6WURQJ3EDVHV $PLQHV 6WURQJ3R[LGL]LQJ3DJHQWV 3+D]DUGRXV3GHFRPSRVLWLRQ3SURGXFWV 6XEVWDQFH 31RQH3NQRZQ &RQGLWLRQ 5HIHU3WR3VHFWLRQ3 3IRU3KD]DUGRXV3GHFRPSRVLWLRQ3SURGXFWV3GXULQJ3FRPEXVWLRQ 36(&7,213 37R[LFRORJLFDO3LQIRUPDWLRQ 7KH3LQIRUPDWLRQ3EHORZ3PD\3QRW3EH3FRQVLVWHQW3ZLWK3WKH3PDWHULDO3FODVVLILFDWLRQ
3 3 0 70 3)LUH3%ORFN3)RDP3)% )RDP 30D\3FDXVH3DGGLWLRQDO3KHDOWK3HIIHFWV3 VHH3EHORZ 6NLQ3&RQWDFW 6NLQ3,UULWDWLRQ 36LJQV V\PSWRPV3PD\3LQFOXGH3ORFDOL]HG3UHGQHVV 3VZHOOLQJ 3LWFKLQJ 3GU\QHVV 3FUDFNLQJ 3EOLVWHULQJ 3DQG3SDLQ $OOHUJLF36NLQ35HDFWLRQ3 QRQ SKRWR3LQGXFHG 36LJQV V\PSWRPV3PD\3LQFOXGH3UHGQHVV 3VZHOOLQJ 3EOLVWHULQJ 3DQG3LWFKLQJ (\H3&RQWDFW 6HYHUH3(\H3,UULWDWLRQ 36LJQV V\PSWRPV3PD\3LQFOXGH3VLJQLILFDQW3UHGQHVV 3VZHOOLQJ 3SDLQ 3WHDULQJ 3FORXG\3DSSHDUDQFH3RI3WKH FRUQHD 3DQG3LPSDLUHG3YLVLRQ
3 3 0 70 3)LUH3%ORFN3)RDP3)% )RDP 7R[LFRORJLFDO3'DWD ,I3D3FRPSRQHQW3LV3GLVFORVHG3LQ3VHFWLRQ3 3EXW3GRHV3QRW3DSSHDU3LQ3D3WDEOH3EHORZ 3HLWKHU3QR3GDWD3DUH3DYDLODEOH3IRU3WKDW3HQGSRLQW3RU WKH3GDWD3DUH3QRW3VXIILFLHQW3IRU3FODVVLILFDWLRQ $FXWH37R[LFLW\ 1DPH 2YHUDOO3SURGXFW 2YHUDOO3SURGXFW ,VREXWDQH 3'LSKHQ\OPHWKDQH3GLLVRF\DQDWH3 0', 3RO\PHWK\OHQH33RO\SKHQ\OHQH3,VRF\DQDWH 3'LSKHQ\OPHWKDQH3GLLVRF\DQDWH3 0', 3RO\PHWK\OHQH33RO\SKHQ\OHQH3,VRF\DQDWH 3'LSKHQ\OPHWKDQH3GLLVRF\DQDWH3 0', 5RXWH ,
3 3 0 70 3)LUH3%ORFN3)RDP3)% )RDP 3URSDQH 5DEELW 0LOG3LUULWDQW 6SHFLHV RIILFLDO FODVVLILFD WLRQ RIILFLDO FODVVLILFD WLRQ 9DOXH 6HQVLWL]LQJ 1DPH 6SHFLHV 9DOXH 3'LSKHQ\OPHWKDQH3GLLVRF\DQDWH3 0', 3RO\PHWK\OHQH33RO\SKHQ\OHQH3,VRF\DQDWH +XPDQ +XPDQ 6HQVLWL]LQJ 6HQVLWL]LQJ 6NLQ36HQVLWL]DWLRQ 1DPH 3'LSKHQ\OPHWKDQH3GLLVRF\DQDWH3 0', 3RO\PHWK\OHQH33RO\SKHQ\OHQH3,VRF\DQDWH 6HQVLWL]LQJ 5HVSLUDWRU\36HQVLWL]DWLRQ *HUP3&HOO30XWDJHQLFLW\ 1DPH 5RXWH 9DOXH ,VREXWDQH 3'LSKHQ\OPHWKD
3 3 0 70 3)LUH3%ORFN3)RDP3)% )RDP 'LPHWK\O3(WKHU ,QKDODWLRQ 1RW3WR[LF3WR3GHYHORSPHQW 5DW 3RO\PHWK\OHQH33RO\SKHQ\OHQH3,VRF\DQDWH ,QKDODWLRQ 6RPH3SRVLWLYH3GHYHORSPHQWDO3GDWD3H[LVW EXW3WKH3GDWD3DUH3QRW3VXIILFLHQW3IRU FODVVLILFDWLRQ 5DW 12$(/ 3SSP 12$(/3 PJ O 3GXULQJ ([SRVXUH 'XUDWLRQ RUJDQRJHQHVLV 3GXULQJ RUJDQRJHQHVLV 7DUJHW32UJDQ V 6SHFLILF37DUJHW32UJDQ37R[LFLW\3 3VLQJOH3H[SRVXUH 1DPH 5RXWH 7DUJHW32UJDQ V 9DOXH 6SHFLHV 7HVW35HVXOW ,VREXWDQH ,QKDODWLRQ FDUGLDF3VHQ
3 3 0 70 3)LUH3%ORFN3)RDP3)% )RDP 3OHDVH3FRQWDFW3WKH3DGGUHVV3RU3SKRQH3QXPEHU3OLVWHG3RQ3WKH3ILUVW3SDJH3RI3WKH36'63IRU3DGGLWLRQDO3WR[LFRORJLFDO3LQIRUPDWLRQ RQ3WKLV3PDWHULDO3DQG RU3LWV3FRPSRQHQWV 36(&7,213 3(FRORJLFDO3LQIRUPDWLRQ (FRWR[LFRORJLFDO3LQIRUPDWLRQ 3OHDVH3FRQWDFW3WKH3DGGUHVV3RU3SKRQH3QXPEHU3OLVWHG3RQ3WKH3ILUVW3SDJH3RI3WKH36'63IRU3DGGLWLRQDO3HFRWR[LFRORJLFDO3LQIRUPDWLRQ3RQ3WKLV3PDWHULDO DQG RU3LWV3FRPSRQHQWV &KHPLFDO3IDWH3LQIRUPDWLRQ 3OHDVH3FRQWDFW3WKH3DGGUHVV3RU3SKRQH3QXPEHU3OLV
3 3 0 70 3)LUH3%ORFN3)RDP3)% )RDP 3RO\PHWK\OHQH33RO\SKHQ\OHQH3,VRF\DQDWH %HQ]HQH 3 PHWK\OHQHELV> LVRF\DQDWR 3 3 3 3 36WDWH35HJXODWLRQV 3&RQWDFW3 03IRU3PRUH3LQIRUPDWLRQ 3&KHPLFDO3,QYHQWRULHV 7KH3FRPSRQHQWV3RI3WKLV3SURGXFW3DUH3LQ3FRPSOLDQFH3ZLWK3WKH3QHZ3VXEVWDQFH3QRWLILFDWLRQ3UHTXLUHPHQWV3RI3&(3$ 7KH3FRPSRQHQWV3RI3WKLV3SURGXFW3DUH3LQ3FRPSOLDQFH3ZLWK3WKH3FKHPLFDO3QRWLILFDWLRQ3UHTXLUHPHQWV3RI376&$ &RQWDFW3 03IRU3PRUH3LQIRUPDWLRQ 3,QWHUQDWLRQDO35HJXOD
3 3 0 70 3)LUH3%ORFN3)RDP3)% )RDP 3+HDOWK 3 3)ODPPDELOLW\ 3 33K\VLFDO3+D]DUG 3 33HUVRQDO33URWHFWLRQ 3;3 36HH333(3VHFWLRQ +D]DUGRXV30DWHULDO3,GHQWLILFDWLRQ36\VWHP3 +0,63,9 3KD]DUG3UDWLQJV3DUH3GHVLJQHG3WR3LQIRUP3HPSOR\HHV3RI3FKHPLFDO3KD]DUGV LQ3WKH3ZRUNSODFH 37KHVH3UDWLQJV3DUH3EDVHG3RQ3WKH3LQKHUHQW3SURSHUWLHV3RI3WKH3PDWHULDO3XQGHU3H[SHFWHG3FRQGLWLRQV3RI3QRUPDO3XVH DQG3DUH3QRW3LQWHQGHG3IRU3XVH3LQ3HPHUJHQF\3VLWXDWLRQV 3+0,63,93UDWLQJV3DUH3WR3EH3XVHG3ZLWK3D3IXOO\3LPSOHPHQWHG3+0,63,9 SURJUDP 3+0