SDS

6'61XPEHU 5HYLVLRQ'DWH
KRZHYHULQJHVWLRQRIODUJHDPRXQWVPD\FDXVHLQMXU\,QJHVWLRQPD\UHVXOWLQREVWUXFWLRQZKHQPDWHULDOKDUGHQV
&$5&,12*(1,&,7<1R,QIRUPDWLRQ
())(&72)29(5(;32685(&+521,&+$=$5'65HSHDWHGRUSURORQJHGH[SRVXUHPD\FDXVHLUULWDWLRQRIH\HVDQGVNLQ
35,0$5<5287(62)(175<(\H&RQWDFW,QKDODWLRQ6NLQ&RQWDFW
$FXWH7R[LFLW\9DOXHV
7KHDFXWHHIIHFWVRIWKLVSURGXFWKDYHQRWEHHQWHVWHG'DWDRQLQGLYLGXDOFRPSRQHQWVDUHWDEXODWHGEHORZ
&$61R &KHPLFDO1DPH 2UDO/' 'HUPDO/' 9DSRU/&
 6LOLFDDPRUSKRXV !PJNJ5DW !PJNJ5DEELW !PJ/
 +\GURWUHDWHGPLGGOHGLVWLOODWH PJNJ5DW !PJNJ5DEELW !PJ/
 6LODQHWULROPHWK\OWULDFHWD PJNJ5DW PJNJ5DEELW PJ/
 7LWDQLXPGLR[LGH !PJNJ5DW !PJNJ5DEELW !PJ/
1, 1R,QIRUPDWLRQ
(FRORJLFDO,QIRUPDWLRQ
(&2/2*,&$/,1)250$7,21(FRORJLFDOLQMXULHVDUHQRWNQRZQRUH[SHFWHGXQGHUQRUPDOXVH
'LVSRVDO,QIRUPDWLRQ
',6326$/,1)250$7,217KLVSURGXFWGRHVQRWPHHWWKHGHILQLWLRQRIDKD]DUGRXVZDVWHDFFRUGLQJWR86(3$+D]DUGRXV
:DVWH0DQDJHPHQW5HJXODWLRQ&)56HFWLRQ'LVSRVHDVKD]DUGRXVZDVWHDFFRUGLQJWRDOOORFDOVWDWHIHGHUDODQG
SURYLQFLDOUHJXODWLRQV6WDWHDQG/RFDOUHJXODWLRQVUHVWULFWLRQVDUHFRPSOH[DQGPD\GLIIHUIURP)HGHUDOUHJXODWLRQV5HVSRQVLELOLW\
IRUSURSHUZDVWHGLVSRVDOLVZLWKWKHRZQHURIWKHZDVWH
7UDQVSRUW,QIRUPDWLRQ
63(&,$/75$16325735(&$87,2161R,QIRUPDWLRQ
'27811$1XPEHU 1$
'273URSHU6KLSSLQJ1DPH 1RW5HJXODWHG
'277HFKQLFDO1DPH 1$
'27+D]DUG&ODVV 1$
+D]DUG6XE&ODVV 1$
3DFNLQJ*URXS 1$
5HJXODWRU\,QIRUPDWLRQ
86)HGHUDO5HJXODWLRQV
&(5&/$6$5$+D]DUG&DWHJRU\
7KLVSURGXFWKDVEHHQUHYLHZHGDFFRUGLQJWRWKH(3$ಫ+D]DUG&DWHJRULHVಬSURPXOJDWHGXQGHU6HFWLRQVDQGRIWKH
6XSHUIXQG$PHQGPHQWDQG5HDXWKRUL]DWLRQ$FWRI6$5$7LWOH,,,DQGLVFRQVLGHUHGXQGHUDSSOLFDEOHGHILQLWLRQVWR
PHHWWKHIROORZLQJFDWHJRULHV
1RQH.QRZQ
6$5$6(&7,21
7KLVSURGXFWFRQWDLQVWKHIROORZLQJVXEVWDQFHVVXEMHFWWRWKHUHSRUWLQJUHTXLUHPHQWVRI6HFWLRQRI7LWOH,,,RIWKH
6XSHUIXQG$PHQGPHQWDQG5HDXWKRUL]DWLRQ$FWRIDQG&)5SDUW
1R6DUDFRPSRQHQWVH[LVWLQWKLVSURGXFW
Page 4 / 6